Better tools for 401(k) work.
A searchable directory of AI and automation tools for TPAs, recordkeepers, compliance analysts and plan advisors.
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Builds and reconciles census files, runs nondiscrimination tests and corrections, and prepares Form 5500, EFAST XML and 8955-SSA outputs for TPA review.
AI document automation that pulls retirement plan census and payroll data out of client files.
AI that checks payroll files for 401(k) deferral and contribution errors after each payroll run. Also has a version for CPAs doing plan audits.
Connects payroll systems to 401(k) plans. Its TPA Connect product collects payroll and census data for year-end testing.
Captures, validates and delivers plan data on top of the systems TPAs and recordkeepers already use. Integrates with Voya onboarding.
AI agents read payroll files, plan documents and Form 5500s to keep a live census, check contributions and forecast ADP/ACP results mid-year.
AI feature in the Human Interest 401(k) platform that projects ADP, ACP and top-heavy test results monthly. Available on its Concierge package.
ASC's end-to-end year-end processing: census import, validation, allocations, testing, corrections and 5500 batches, with an API.
Retirement plan administration, testing, plan document and Form 5500 software.
Wolters Kluwer software for plan documents, Form 5500 and compliance testing.
Retirement plan software for 401(k) administration, compliance testing, plan documents and government forms. DATAIR now operates as CalcAir.
Form 5500 data and tools built for use by AI agents.
The Department of Labor's free system for filing Form 5500.
Searchable Form 5500 database used for research and prospecting.
AI reads retirement plan documents and produces editable provision summaries. Used for onboarding, takeovers and plan mergers.
AI reads plan documents to extract eligibility, match and vesting rules and turns them into plan setup configuration.
ERISA research library with AI search tools.
Workflow and practice management software for retirement plan TPAs.
Practice platform for retirement plan advisors.
AI plan analytics and insights for retirement plan advisors.
AI meeting assistant that writes notes and CRM updates for financial advisors.
AI assistant for advisor meetings, notes and data capture.
AI note taker and workflow assistant for financial advisors.
AI meeting notes and compliance documentation for advisors.
AI meeting notes and email assistant for advisors.
AI document analysis for financial planning.
Fiduciary monitoring and plan review software for advisors.
Fiduciary investment analytics and reporting from Broadridge.
Retirement plan fee and service benchmarking.
Prospecting data for retirement advisors based on Form 5500 filings.
Retirement plan ratings and Form 5500 analytics.
Prospecting data for benefits and retirement advisors.
Tax return analysis software for financial planning.
Retirement income planning software.
Lets advisors manage clients' held-away 401(k) accounts.
AI estate planning visualization for advisors.
Estate planning platform with AI document analysis.
Digital recordkeeping platform for workplace savings plans.
Auto-portability and small balance account consolidation.
401(k) provider for startups and small businesses.
401(k) provider for small and midsize businesses.
Automated 401(k) platform with payroll integration.
Retirement plan provider for small businesses.
Flat-fee 401(k) provider.
401(k) plans for small businesses.
Low-cost 401(k) provider.
Digital 401(k) advice for participants.
Managed accounts and advice for 401(k) participants.
Managed accounts and retirement advice.
Managed accounts for retirement plans.
Retirement planning service for pre-retirees.
Finds and rolls over old 401(k) accounts.
AI assistant for TPA firms that cleans census files, applies plan eligibility and allocation rules, calculates distributions and drafts Form 5500 schedules for review.
Payroll API that connects to hundreds of HR and payroll systems to pull census data and write back 401(k) deductions.
Gives TPAs automated access to plan sponsor payroll data for onboarding, census collection and 3(16) payroll processing.
Branded web portal where plan sponsors upload census data with validation, tied into ASC's administration software.
Secure sponsor portal in PensionPro for collecting census and payroll data, with payroll imports from integration partners.
Year-end module that validates census and payroll files, applies plan rules and IRS limits, and supports sponsor self-service submission.
Long-standing FIS software for DC, 401(k) and DB plan administration, compliance testing and recordkeeping.
IRS pre-approved plan documents, including Corbel, plus software to generate adoption agreements, SPDs and forms.
ASC's plan document system with pre-approved DC and DB documents, restatements and batch SECURE 2.0 amendments.
Tracks distribution and loan processing with a participant portal, batch force-outs and links to ftwilliam compliance and 1099 modules.
Outsourced distribution payment processing, tax withholding and 1099-R filing, plus participant outreach for missing participants.
Client management system for TPAs that tracks plan specs, distributions, loans, QDROs, billable time and workflow.
TPA operations platform with a client portal for census and documents, CRM email logging, forms and custom reports.
Cloud workflow portal for TPAs with task and time tracking, file sharing, distributions and annual data requests.
Cash balance plan proposals, valuations, nondiscrimination testing and participant statements.
Values, administers and tests traditional, cash balance and DB/DC combo plans, including AFTAP and Schedule SB reports.
Pension valuation, forecasting and benefit administration software. Formerly Winklevoss Technologies.
Defined benefit administration and calculation software with participant portals and valuation data prep.
Handles retirement plan notice distribution with email, text and mail follow-up, receipt tracking, and AI video summaries of notices.
ASPPA's AI research tool that answers ERISA questions in plain English with citations to the ERISA Outline Book.
AI assistant that answers retirement plan law questions with links to the code, regulations, IRS and DOL guidance and court rulings.
News, guidance and message boards for employee benefit plan professionals.
AI-assisted 401(k) plan design, launch and administration platform for advisors and employers.
AI agent inside the Basic Capital 401(k) platform that monitors ADP, ACP and top-heavy risk during the year and suggests fixes for sponsor approval.
Employer portal feature that estimates year-end ADP/ACP results mid-year for Vestwell plans. Results are preliminary.
EFAST2-approved software to prepare, check and e-file Form 5500, 5500-SF, 5500-EZ and 5558, with a web app and an API.
EFAST2-approved filing in Stax.ai CX that fills Form 5500 fields from reconciled plan assets and prior-year returns.
Web-based, EFAST2-approved 5500 module with batch 5558 extensions, sponsor signing invites and 8955-SSA FIRE filing.
EFAST2-approved software for preparing Form 5500 and other IRS, DOL and PBGC forms and schedules.
Creates and delivers fee disclosure, QDIA and auto-enrollment notices for plans on Capital Group's recordkeeping platform.
Automates small-balance force-outs with PenChecks: finds candidates, verifies addresses, sends notices and opens rollover IRAs.
Module that automates loan and distribution requests, including amortization, limits, tax calculations, e-signatures and self-service.
QDRO drafting and qualification review service that uses its own software for recordkeepers and plan administrators.
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